Privacy Policy
Resilient Wealth Planning Privacy Policy
At Resilient Wealth Planning, your privacy is important to us. This notice explains how we collect, share, and protect your personal information as part of our commitment to resilient wealth planning. Please read this statement carefully to understand our practices.
What Information We Collect
The types of personal information we collect and share depend on the product or service you have with us. This financial information can include, but is not limited to
• Social Security number
• Investment experience
• Assets and account numbers
• Income and account transactions
• Contact information
• Account balances
We continue to protect and share your information as described in this notice, even if you are no longer our client.
How We Use and Share Your Information
Purpose | Does Resilient Wealth Planning Share? | Can You Limit Sharing? |
Everyday business purposes (e.g., processing transactions, maintaining accounts, legal investigations) | Yes | No |
Marketing our products and services | Yes | No |
Joint marketing with other financial companies | Yes | No |
Affiliates’ everyday business purposes (transactions and experiences) | Yes | No |
Affiliates’ everyday business purposes (creditworthiness) | No | We don’t share |
Nonaffiliates marketing to you (if your advisor leaves, retires, or sells their practice) | Yes | Yes |
To Limit Our Sharing
You may contact us at any time to limit our sharing of your personal information. If you are a new client, we may begin sharing information 30 days from the date we sent this notice. When you are no longer our client, we continue to share your information as described.
Questions? Call us at 800-584-3652
How We Protect Your Information
We use security measures that comply with federal law, including computer safeguards and secured files and buildings. Our team is trained on proper handling of personal information, and we require our partners to protect the confidentiality of any information they receive.
How We Collect Your Information
• When you open an account
• Direct us to buy securities
• Provide contact information
• Seek investment advice
• Enter into an advisory contract
• From credit bureaus, affiliates, or other companies
Your Rights
Federal law gives you the right to limit certain sharing, including for affiliates’ everyday business purposes (creditworthiness), affiliates marketing to you, and nonaffiliates marketing to you. State laws may give you additional rights.
Definitions
- Affiliates: Companies related by common ownership or control
- Nonaffiliates: Companies not related by common ownership or control.
- Joint Marketing: Formal agreements between nonaffiliated financial companies to market financial products or services to you.
© 2025 Resilient Wealth Planning. All rights reserved.
Revised October 2025